Job description
Description At Capital One, it’s all about dreaming, disrupting, and delivering a better way
SENIOR FINANCIAL ADVISOR
WHO IS CAPITAL ONE INVESTING?
Capital One Investing is the trade name of Capital One Investment Services LLC, a registered broker dealer that provides brokerage services to customers of Capital One. We focus on empowering our investors to be life-long investors. Capital One is strategically growing our Financial Advisor network throughout the country.
WHAT DO WE OFFER OUR SENIOR FINANCIAL ADVISORS?
As a Capital One Investing (COI) Financial Advisor, you’ll partner with our banking associates to assist our existing customers as well as grow new business.
- When you join COI, you join a Capital One branch network with outstanding name recognition where you will receive qualified leads, and ShareBuilder, one of the nation’s largest on-line trading platforms, giving you the ability to offer your clients a combination of advised and self-directed investments.
- Flexibility to coordinate with your Branch Managers in creating your own schedules; i.e. manage your own time in supporting COI clients, networking within the industry, and volunteering throughout the community to boost name recognition.
- A diverse suite of product offerings and financial planning. There are no proprietary products to push. This allows you to do what is best for your client.
- Competitive base + guaranteed incentive for six months to assist you while you get up and running! Comprehensive benefit plan including 401(k) available on Day 1.
WHY SHOULD YOU WORK AT CAPITAL ONE INVESTING?
We provide our associates with a dynamic environment combined with two key values: Excellence and Do the Right Thing. We take pride in encouraging our associates to think independently in a collaborative setting and to present creative ideas to senior management. It’s this type of innovative thinking that is a major part of our corporate growth as well as our overall success.
- Ranked on FORTUNE’S 100 Best Companies List for four straight years
- Named to Working Mother’s 100 Best Companies list
- Named one of the “Best Places to Work for Recent Grads” by Experience Inc.
Click this link to view additional accolades we’ve received….. www.capitalone.com/about/corporate-information/awards/
Qualifications
BASIC QUALIFICATIONS: High School Diploma, GED, equivalent certification, or military experience
FINRA Series 7 License
FINRA Series 66 License or FINRA Series 63 License and FINRA Series 65 License
PREFERRED QUALIFICATIONS: 5+ years of Financial Advisor experience
3+ years of Financial Services administration experience
State Approved Life & Health Insurance Licenses
Certified Financial Planner Certification (CFP)
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.No agencies please.Capital One is an equal opportunity employer committed to diversity in the workplace. Capital One promotes a drug-free workplace.All qualified applicants will receive consideration for employment without regard to gender, race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status protected by applicable national, federal, state or local law.Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; Newark, New Jersey Ordinance 12-1630; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries. Job Sales
Primary Location United States-Louisiana-Lafayette-Lafayette-W Congress Br 114 (37114)
Schedule Full-time
Travel Yes, 25 % of the Time
About this company
Capital One Financial Corporation, incorporated in July 21, 1994, is a diversified banking company focused primarily on consumer and commercial lending and deposit origination. Its principal business segments are Local Banking and National Lending. Local Banking includes consumer, small business and commercial deposits, and lending conducted within its branch network. The National Lending segment consists of three sub-segments: the U.S. Card sub-segment, which consists of domestic consumer credit and debit card activities; the Auto Finance sub-segment, which includes automobile and other motor vehicle financing activities, and the Global Financial Services sub-segment consisting of international lending activities, small business lending, installment loans, home loans, healthcare financing and other diversified activities.
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